Northwind Capital Inc

CIF-01980 · U76979JA2014PLC101980 · Hospitality · Large Corporate · Japan

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RM: David Wilson
Credit Risk Manager: Christopher Lopez
Exposure: $42.56M
CBRB: OLEM
Internal: Substandard
Risk Score:67 · High
Total Exposure
$42.56M
Prev: $42.84M0.7%
Utilization
76.0%
Prev: 70.9%5.1pp
Banking Relationships
5
Prev: 50.0
CBRB Rating
OLEM
Prev: Normal
Internal Rating
Substandard
Prev: Substandard
Open Alerts
0
C 0
H 0
M 0
L 0

Exposure Trend Analysis · 24 Months

Funded · Non-Funded · Total

Utilization Trend · Reporting Bank vs Other Banks

Threshold 70%

Rating Migration Timeline

2024-07
Normal
Start
2026-06
OLEM
Downgrade

Banking Relationship Trend · Number of Banks (CBRB)

Increase Decrease No Change

Alert History · 3

DateAlert TypeSeverityDescriptionStatusAssigned ToResolved
2/26/2026Rating UpgradeLowBorrower rating improved to OLEM.
Dismissed
Michael Miller
2/14/2026Utilization Above 70%HighFacility utilization breached the 70% early-warning threshold.
Dismissed
Ella Anderson
6/10/2026Exposure ReductionLowSystem-wide exposure declined materially over the prior month.
Dismissed
Michael Miller

AI Risk Score

67
/ 100
High Risk
Low
0-30
Med
31-60
High
61-80
Crit
81-100

Risk Driver Analysis

CBRB Rating Migration+21
Utilization Level+19
Banking Relationship Growth+15
Industry Concentration+15
Internal Rating Drift+12
Exposure Growth Trend+5

AI Risk Commentary

AI
Customer exposure decreased by 0.7% month-over-month, currently at $42.56M. Banking relationships moved from 5 to 5 banks per CBRB data. CBRB rating deteriorated from Normal to OLEM. Current utilization is 76.0% — above the 70% early warning threshold. Overall borrower risk is assessed as high.

Recommended Actions

Review Credit Facility Structure
High
Schedule Customer Meeting
Medium
Reassess Collateral Coverage
High
Escalate to Credit Committee
Low
Initiate Monthly Monitoring
Medium

Relationship Team

Relationship Manager
David Wilson
david.wilson@bank.com
+1 555 0055
Portfolio: $2.35B
Credit Risk Manager
Christopher Lopez
christopher.lopez@bank.com
+1 555 0143
Portfolio: $1.99B
Business Head
Benjamin Jones
benjamin.jones@bank.com
+1 555 0209
Portfolio: $2.38B
MonthFundedNon-FundedTotalUtilizationBanksRating
2026-06$26.92M$15.63M$42.56M76.0%5OLEM
2026-05$24.51M$18.32M$42.84M70.9%5Normal
2026-04$27.44M$14.32M$41.77M75.5%6Normal
2026-03$21.81M$17.32M$39.13M69.7%6Normal
2026-02$20.78M$16.37M$37.15M71.3%5Normal
2026-01$24.41M$12.81M$37.21M66.8%6Normal
2025-12$23.20M$12.08M$35.28M63.9%6Normal
2025-11$21.09M$12.26M$33.36M66.2%6Normal
2025-10$18.68M$15.46M$34.14M67.8%6Normal
2025-09$19.66M$13.65M$33.31M68.3%6Normal
2025-08$19.52M$13.86M$33.37M68.0%6Normal
2025-07$17.41M$14.58M$31.99M67.8%5Normal